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Books
on Colonial America and Racial Oppression
The Columbian Exchange
(2003) /
Europe and the
People without History (1982) /
Aristotle and the
American Indians (1959)
The Fall of Natural Man:
The American Indian and the Origins of Comparative Ethnology
(1982)
The Conquest of America: The
Question of the Other (1984) /
Genesis
(1985),
Faces
and Masks (1987), and
Century of the Wind
(1988)
The Vision of the
Vanquished (1977) /
Maya Society
under Colonial Rule: The Collective Enterprise of Survival
(1984)
Huarochiri:
An Andean Society under Inca and Spanish Rule
(1984) /
Resistance, Rebellion and Consciousness in the
Andean Peasant World, 18th to 20th Centuries (1987)
Riot,
Rebellion and Revolution: Rural Social Conflict in Mexico
(1988) /
Indian & Jesuit
A Seventh Century Encounter (1982)
Harvest
of Violence: The Maya Indians and the Guatemalan Crisis
(1988)
The first social experiments in America: A study in the
development of Spanish Indian policy in the sixteenth century.
1964
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*
Aristotle and America to 1550
By Lewis Hanke The discovery period is now considered one of the
epochs of greatest intellectual activity in all history. As the
Argentine philosopher, Francisco Romero, emphasizes, "there
was developed during these years a new philosophy, a new vision
of the cosmos, and a new science of nature."
The immensity and the natural phenomena of the new lands made
a special impact on men's minds; Europeans discovered "more
territory in seventy-five years than in the previous thousand
years." When the Portuguese carried home Negroes from
Guinea it became obvious that the views of Strabo and Pliny must
be revised, for these lands stated that the equatorial zone was
uninhabitable.
Copernicus declared that his speculations on the sphericity
of the earth were confirmed by the existence of islands
discovered by the Portuguese. The impact of the Spanish conquest
of America was not limited to erudite circles; it was a popular
movement, too, which permitted fantastic folk ideas to flourish
as well as literary conceits.
Some of the conquistadors were simple, others sophisticated,
and many sprang from the lower strata of society. The voluminous
records kept on passengers officially licensed to emigrate
demonstrate that all manner and condition of men descended
upon America, not merely well-to-do courtiers and nobles who
presumably were possessed of the learning and literature of the
age.
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Of all the ideas churned up during the
early tumultuous years of America history, none had a
more dramatic application than the attempts made to
apply to the natives there the Aristotelian doctrine of
natural slavery: that one part of mankind is set aside
by nature to be slaves in the service of masters born
for a life of virtue free of manual labor.
Learned authorities such as
the Spanish jurist Juan Ginés de Sepúlveda not only
sustained this view with great tenacity and erudition
but also concluded that the Indians were in fact such
rude and brutal beings that war against them to make
possible their forcible Christianization was not only
expedient by lawful. Many ecclesiastics, including the
noted Indian apostle, the Dominican friar Bartolomé de
la Casas, opposed this idea scornfully, with appeals to
divine and natural law as well as to their own
experience in America.
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Juan Ginés de
Sepúlveda (1490-1573) |
The controversy became so heated and the king's
conscience so troubled over the question of how to carry on the
conquest of the Indies in Christian way that Charles V actually
suspended all expeditions to America while a junta of foremost
theologians, jurists and officials in the royal capital of
Valladolid listened to the arguments of Las Casas and Sepúlveda.
All this occurred in 1550, after Cortez had conquered Mexico,
Pizarro had carried the Spanish banners to far corners of the New
World.
The idea that someone else should do the hard
manual work of the world appealed strongly to sixteenth-century
Spaniards, who inherited a taste for martial glory and religious
conquest and a distaste for physical labor from their medieval
forefathers who had struggled for centuries to free Spain from the
Moslems. And when to this doctrine was linked the concept that the
inferior beings were also being benefited through the labor they
were performing for their superiors, the proposition became
invincibly attractive to the governing class.
The New World offered a rich field for the bold
and resourceful Spaniards who were prepared to fight bravely and,
if necessary, to die in the attempt to carve out a piece of empire
for themselves and at the same time to advance Christianity and
serve their king. They were not prepared, however, to settle down
as farmers to till the soil or as miners to extract gold and
silver from the bowels of the earth. That was work for Indians.
When natives were not available, Spaniards
complained to the king. The town fathers of Buenos Aires once
informed the king that affairs were so bad there that Spaniards
actually had to dig in the earth and plant crops if they were to
eat. And once it was recorded by a Spaniard of ten years'
experience in America that he had seen hildagos die of
hunger in Honduras in 1536, and other Spanish gentlemen sowing the
fields "with their own hands," a scene he had never
witnessed before. At first some of the Spaniards mined gold
themselves in the islands, but afterwards not even the rudest
peasant would life his hand, according to Las Casas.
Throughout the whole of the colonial period and in
all lands colonized by Spain this same attitude prevailed. Juan de
Delgado, writing in the middle of the eighteenth century about the
Philippine Islands, records the identical reaction: "Do
Spaniards work the soil and plant crops in these islands?
Certainly not! On reaching Manila all become caballeros."
Here we see the extension to all Spaniards in the Indies of the
contempt of caballero held previously by only a favored few
at home--an idea that sometime a sociological historian will be
able to develop with much amusing and curious detail.
A Scottish professor in Paris, John Major, was the
first to apply to the Indians the Aristotelian doctrine of natural
slavery. he also approved the idea that force should be used as a
preliminary to the preaching of the faith, and published these
convictions in a book in Paris in 1510. In the next year, 1511, a
Dominican friar named Antonio de Montesinos preached a
revolutionary sermon in a straw-thatched church on the island of
Hispaniola in the Caribbean.
Speaking on the text "I am a voice crying in
the wilderness," Montesinos delivered the first important
protest against the treatment being accorded the Indians by his
Spanish countrymen, enquiring: "Are these Indians not men? Do
they not have rational souls? Are you not obliged to love them as
you love yourselves?"
This sermon in America led immediately to a
dispute at Burgos in Spain from which issued the first two Spanish
treatises on Indian problems and the first code drawn up for the
treatment of Indians by Spaniards. It is worth noting that one of
these treatises, by the friar Matías de Paz, entitled Concerning
the Rule of the Kings of Spain over the Indians, is not only the
first known statement that the American Indians are not slaves
in the Aristotelian sense.
The laws of the Indies are usually cited to prove
the kindly intentions of the Spanish monarchs towards the Indians,
and this they do, but they also reveal other important matters.
The Laws of Burgos, promulgated in 1512, not only included
regulations on the labor of the Indians, their Christianization,
and the food, clothes, and beds to be supplied to them, but also
stipulated significantly in law number 24 that "no one may
beat or whip or call an Indian dog (pero) or any other name
unless it is his proper name." A Latin American scholar once
insisted that calling an Indian a "dog" in those days
was much like an American college student's affectionate
name-calling of a fraternity brother.
One may suspect, nevertheless, that the law
faithfully reflects the contemptuous attitude towards Indians of
many Spaniards during those early, turbulent days, and that the
epithet was the adaptation for America of the "pero moro"
vituperative phrase commonly applied in Spain to Moslems.
A further question, how to make certain that
conquests proceeded according to just and Christian principles,
was raised in 1513 and resulted in the adoption of the famous
juridical declaration known as the Requirement, which had to be
read formally to the Indians before the conquistadors could
legally launch hostilities. This manifesto makes curious reading
today.
It begins with a brief history of the world since
its creation and an account of the establishment of the papacy,
which leads naturally to a description of the donation by
Alexander VI of "these isles and Tierra Firme" to the
kings of Spain. The Indians are required to acknowledge their
overlordship and to allow the faith to be preached to them.
If they comply, well and good. if they do not, the
Requirement lists the punitive steps the Spaniards will take
forthwith. They will enter the land with fire and sword, will
subjugate the inhabitants by force, and, to quote this document,
which was read to many a startled Indian in a language he did not
understand:
"We shall take you and your wives and your
children, and shall make slaves of them, and as such shall sell
and dispose of them, as their Highnesses may command; and we shall
take away your goods, and shall do all the harm and damage that we
can, as to vassals that do not obey."
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Bartolome de
Las Casas (1476-1566) |
The first specific American application of
the Aristotelian doctrine of natural slavery occurred in
1519 when Juan Quevedo, bishop of Darien, and Las Casas
clashed at Barcelona before the young Emperor Charles
V.
Aristotle had not been used to justify
slavery in medieval Spain, so that Las Casas was treading
on unknown ground. But he marched ahead and denounced both
Quevedo and Aristotle, whom he described as a
"gentile burning in Hell, whose doctrine we do not
need to follow except in so far as it conforms with
Christian truth." |
When Las Casas made this outburst against
Aristotle he was a mature man over forty-five years old, one of
the old-timers in America, who had been converted to the cause of
the Indians five years previously. But he had not been subjected
to the discipline and instruction of the Dominican Order, which he
was to enter in 1522 during a period of deep dejection after the
failure of his plan to colonize Tierra Firme with God-fearing,
honest laborers who would help and not oppress the Indians.
Anti-Aristotelians there were in Spain, but in
1519 Las Casas was arguing from his heart rather than his head. he
was fresh from the Caribbean Islands and had come to protest
against the royal approval given to bringing Indians from other
Islands to work in the mines and on the farms of Hispaniola. Due
to the "wrong" advice of the council, the king had
signed the orders, "just as if rational men were pieces of
wood that could be cut off trees and transported for building
purposes, or like flocks of sheep or any other kind of animals
that could be moved around indiscriminately, and if some of them
should die on the road little would be lost."
On the contrary insisted Las Casas, the Indians
were rational men, "not demented or mistakes of nature, nor
lacking in sufficient reason to govern themselves," as he had
proved in a treatise.
In this first clash with Aristotelians ideas, Las
Casas enunciated the basic concept which was to guide all his
action on behalf of the Indians during the remaining almost half
century of his passionate life: Our Christian relation is suitable
for and may be adapted to all the nations of the world, and all
alike may receive it; and no one may be deprived of his liberty,
nor may he be enslaved on the excuse that he is a natural slave,
as it would appear that the reverend bishop [of Darien]
advocates."
Later at Valladolid Las Casas was
to be more respectful of Aristotle, who was after all the
dominant philosopher in renaissance times and whose ideas had
prepared the philosophical substratum of Catholicism. But even
in the first brush with the doctrine of constituted authority
Las Casas demonstrated the independent nature of his thinking.
He did not support slavery, though St. Augustine had sanctioned
it and indeed had held that it was not only no impediment to
virtue but afforded a unique opportunity for the practice of
certain virtues such as humility, forgiveness, modesty,
obedience, and patience.
Las Casas in 1519
at Barcelona rejected the dominant view towards slavery in the
Middle Ages that inequalities and injustices were to be accepted
as part of God's programme for the regeneration of the human
race. Nothing that he learned or saw in the years intervening
between the disputes in 1519 and 1550 caused him to alter his
fundamental thesis that the enslavement of the American Indians
was wrong, and that the strongest supports for his doctrine were
the Christian Church and God himself. This early Barcelona
dispute appears to have had little influence, however, on the
course of the battle over Indian character, which continued to
agitate Spaniards.
Early in the conquest
Spaniards attempted to distinguish between the fierce and
supposedly cannibalistic Caribs and other Indians. if judged to
be Caribs, the natives could be warred against unmercifully and
justly enslaved. the manuscript material on this subject
awaiting the historian-anthropologist is extensive and needs to
be studied, for it now appears that while some Caribs did eat
human flesh, sixteenth-century slave raiders were inclined to
apply the term "Carib" rather loosely.
The
Indians along the tropic shores of the Caribbean became greatly
agitated when they saw Spaniards approaching with a notary ready
to take down declarations that they were eaters of human flesh,
and one instance was recorded of Indians killing friars because
they had given a Spanish captain a piece of paper which the
Indians believed to be a formal declaration of Indian
cannibalism.
Later Fray Fernando de Carmellones
informed the Council of the Indies, in a pungent letter on the
conversion and treatment of the Indians, that "if anyone
says he has seen the Indians eat friars, the Council should
consider it a joke." Juan de Castellanos, the
sixteenth-century poet, declared that the Caribs were given this
name, not because they were cannibals, but because they stoutly
defended their homes.
Indians other than
Caribs,
however, were the subject of most of the disputes. Juan de
Zumárraga, Franciscan and bishop of Mexico, played a notable
role in this conflict of ideas simply by believing that the
Indians were rational beings whose souls could be saved. Every
one of his contributions to Mexican culture was based on this
conviction: the establishment of the famous colegio for
boys at Tlatelolco and the school for Indian girls in Mexico
City, the bringing of the first printing press to America, the
movement for a university in Mexico, and the writing of books
for Indians.
An indication of the bitter
and open conflict that raged on the subject in 1537, the year
after Zumárraga established the school for Indians at
Tlatelolco, is the fact that Pope Paul III found it necessary to
issue the famous bull Sublimis Deus in which he stated
that Indians were not to be treated as "dumb brutes created
for our service" but "as truly men . . . capable of
understanding the Catholic faith."
And the
pope ordered: "The said Indians and all other people who
may later be discovered by Christians, are by no means to be
deprived of their liberty or the possession of their property,
even though they may be outside the faith of Jesus Christ . . .
no should they in any way be enslaved."
Las
Casas manifested the same spirit as his life-long friend
Sepúlveda when he insisted on having the Indians adequately
instructed in the rudiments of the faith before baptism. in an
emergency, as for example when Indian children in Cuba had been
disemboweled by Spanish soldiers. Las Casas was willing to
baptize them without instruction before they died. Under normal
circumstances, he insisted Indians understand the faith before
accepting it.
Other missionaries in those early
days, particularly Franciscans, placed no such emphasis on a
thorough education, believed in mass baptism, and sprinkled holy
water over Indian heads until their strength failed. they rang
up impressive baptismal statistics and calculated that they had
thus saved over four million souls in Mexico alone from1524 to
1536. The record was established in Xochimilco where two
Franciscans baptized 15,000 Indians in a single day. Such
persons were impatient with Las Casas, who wanted to make
certain that each Indian was properly instructed in the faith
before baptism.
Some friars were impatient with
the Indians, too, for their slowness in learning the catechism.
One of the first missionaries in Mexico, the Franciscan Martín
de Valencia, beat Indians to hasten the process of their
learning, never seemed satisfied with the ability of the
Indians, and shortly before his death in 1531 planned to sail
from the Isthmus of Tehuantepec for lands across the pacific
where he hoped to find men of "great
capacity"--perhaps he was thinking of the tales told by
medieval travelers to the court of the great Khan and other
wondrous places of the East.
In general, however,
the friars went about their missionary activities with uplifted
hearts and a firm conviction that the souls of the Indians
constituted the true silver to be mined in the Indies. There was
no time to be lost, for the discovery and conquest not only
afforded an opportunity to bring the Gospel to the Indians but
also foreshadowed the rapid approach of the end of the world and
the coming of the millennial kingdom.
Vasco
de Quiroga was convinced that the Indians still lived in the
Golden Age, while Europeans had decayed. Though the Church was
being destroyed in Europe, or at least challenged by Luther, the
friars determined that anew and more powerful Church should be
built in America. One Dominican with even more exalted ideas
came to believe that the church was finished in Europe, that the
Indians were the elect of God, and that their new world Church
would last for a thousand years.
Baptismal
struggles continued, however, on American soil. not only were
questions raised by Dominicans and Augustinians about the
baptismal methods of the Franciscans, but the question arose
whether friars had a right to baptize at all.
An
unpublished edict of Pope Paul III, dated February 21, 1539,
would seem to indicate that even some Franciscans felt scruples
on this point, for they arranged to have their protector in
Rome, Cardinal Francisco de Quiñones, obtain authorization for
them to perform the baptismal ceremony.
Las Casas
in 1546 created a painful scene in the Franciscan monastery at
Tlaxacala when Fray Toribo de Benavente, known as Motolinía,
asked him to baptize an Indian--since existing regulations
prohibited Motolinía from doing so. The Indian had traveled a
long distance to be baptized and Las Casas robed himself to
perform the ceremony. Discovering that the Indian was
unprepared, he refused to proceed, to the great annoyance of
Motolinía, who neither forgot not forgave.
And
Las Casas long remembered Motolinía's attitudes and doctrines,
for the Franciscan believed that the faith should be preached
quickly, "if necessary by force." This idea was
revolting to Las Casas, who is supposed to have used his
influence to keep Motolinía from getting a bishopric, an action
which permanently embittered the Franciscan.
Ironically
enough, in many other important respects Las Casas and
Motolinía thought alike on Indian affairs. The Franciscan
missionary praised highly the ability of the Indians to learn
Spanish, Latin and "all the sciences, arts, and crafts that
they have been taught." A chapter of his History of the
Indians of New Spain is devoted to "The Good Talent and
Great Ability of the Indians." They were particularly apt
in music, and an Indian singer in Tlaxcala composed an entire
Mass that had been approved by experienced Castilian musicians.
In
one month an Indian youth in Tehuacán had taught others to
perform acceptably in Masses, vespers, hymns, motets, and the
Magnificat.
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Motolinía also denounced the
Spaniards' cruelty to the Indians in a bitter and
wholesale fashion which reminds one of the fulminations
of Las Casas. He charged that "countless"
natives were killed in labor at the mines, that service
at Oaxaca was so destructive that for half a league
around it one could not walk except on dead bodies or
bones, and that so many birds flocked there to scavenge
that they darkened the sky.
Only he who could count the drops of water in
a rainstorm or the grains of sand in the sea could count the
dead Indians in the ruined lands of the Caribbean Islands, cried Motolinía. Las Casas himself made no more compelling statement
than this. But he had evidently come to feel that Motolinía's
views on baptism were unsound, and so these two outstanding
friars of the conquest period were not friends, but enemies. |
 |
Disputes
over baptism increased in number and intensity as the conquest
proceeded. Las Casas opposed easy baptism so strenuously that
the quarrel was taken from Mexico across the ocean to Spain for
resolution. Charles V decided to refer the issue to the
Dominican Francisco de Vitoria and a group of other notable
theologians at the University of Salamanca, who in 1541
supported unanimously the view that Indians should indeed be
instructed before baptism. Vitoria, in his famous lectures at
Salamanca which showed him to be one of the soaring thinkers of
the century, also defended the Indians from the charge of
irrationality.
There must have been a number
who applied Aristotle's doctrine of natuiral slavery to the
Indians, for Vitoria in De Indis analyzed and refuted it
long before Sepúlveda espoused it. "The Indian aborigines
. . are not of unsound mind." asserted Vitoria, "but
have, according to their kind, the use of reason. This is clear,
because there is a certain method in their affairs; they have
polities which are carefully arranged and they have definite
marriages and magistrates, overlords, laws, and workshops, and a
system of exchange, all of which call for the use of reason;
they also have a kind of religion."
Ideas
are hard to kill by university pronouncements, however, or even
with papal bulls, thus the Dominican Juan Ferrer felt obliged to
compose and present to Pope Paul III a treatise on Mexican
archaeology designed to dispel, once and for all, persistent
doubts of the Indians' rationality by describing their
architectural remains, their language, and literature, and the
vivid hieroglyphic depiction of their history.
Domingo
de Santo Tomás announced, for example, in the prologue to his Gramática
o arte de la lengua general de los indios del Perú that his
principal intention was to demonstrate, by his account of the
beauties and subtleties of their language, the falsity of the
idea that the Peruvian Indians were barbarians.
In
1549 another Dominican friar, Domingo de Betanzos, who had been
a missionary in America for many years, exemplified the Spanish
preoccupation with Indian nature. As an old man, Betanzos
wavered in his earlier conviction that the Indians were as
incapable as children and ought never to be raised to the
priesthood. Some years before he had applied the term bestias
to them in a written memorial presented to the Council of the
Indies. Now on his deathbed in Valladolid, just a year before
Las Casas and Sepúlveda were to wrangle in the same city over
the question whether the Indians were natural slaves, Betanzos
swore before a notary that he had erred in his remarks about the
Indians "through not knowing their language or because of
some other ignorance" and formally abjured the statements
in the memorial.
Some students today assert
that Betanzos and other who spoke harshly about the Indians did
not mean that they were really "beasts" in the true
and full philosophic sense of the word, and this may be true,
though it is impossible to know now exactly what they meant. It
seems clear, however, that some Spaniards--even
ecclesiastics--held an extremely low opinion of the character
and capacity of the Indians for whose salvation they had left
their homes and traveled thousands of miles. And it is certain
that the question of the true nature of the Indians agitated and
baffled many Spaniards throughout the sixteenth century, and
that it became a prime issue of the Spanish conquest which
divided and embittered conquistadors, ecclesiastics, and
administrators alike.
How different was the
attitude of Zumárraga from that of his confessor Betanzos! In
Zumárraga's eyes, the Indians were poor and ignorant, but that
was no reason for avoiding or depreciating them. A homely
illustration of this may be seen in the encounter between
Zumárraga and certain secular Spaniards in Mexico who urged him
to have less to do with the filthy and poorly-clad Indians.
"Your Reverend Lordship is no longer young or robust, but
old and infirm," they warned him, "and your constant
mingling with the Indians may bring you great harm."
Whereupon
the bishop indignantly replied" "You are the ones who
give out an evil smell according to my way of thinking, and you
are the ones who are repulsive and disgusting to me, because you
seek only vain frivolities and lead soft lives just as though
you were not Christians.
|
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These poor
Indians have a heavenly odor to me; they comfort me
and give me health, for they exemplify for me that
harshness of life and penitence which I must espouse
if I am to be saved."
What the Indians thought of their
conquerors, on the other hand, can only be surmised from
stray bits of evidence. in 1508 Puerto Rican Indians
decided to determine whether Spaniards were mortal or
not, by holding them under water to see whether they
could be drowned. The Dutch artist Theodore de Bry
depicted this remarkable experiment, as well as scenes
of Indians hanging themselves or taking poison in acts
of mass suicide caused by the profound shock they had
suffered at the overthrow of their culture.Spanish colonists reported that the terror
inspired by the notorious Nuño de Guzmán was so great in
Mexico about 1530 that Indians desisted from relations with
their wives, because their children would only be doomed to
slavery. |
The later,
gossipy Girolama Benzoni reported that an
aged chief in Nicaragua, Don Gonzalo, asked him: "What is a
Christian, what are Christians? They ask for maize, for honey,
for cotton, for women, for gold, for silver; Christians will not
work, they are liars, gamblers, perverse, and they swear."
In
Peru Benzoni wrote that Spaniards committed such cruelties that
the Indians "not only would never believe us to be
Christians and children of God, as boasted, but not even that we
were born on this earth or generated by a man and born of a
woman; so fierce an animal, they concluded, must be the
offspring of the sea." How representative these Indians
opinions were we shall never know. The history of the Spanish
conquest was written, in large part, by the conquerors alone.
Whether
Spaniards praised or depreciated the ability and achievements of
the Indians, however, they were certain that the natives would
be improved by being Christianized. No incident has been found
in America to match the experience of certain nineteenth-century
Russian priests who discovered a tribe on the islands of the
Bering Sea leading a life so nearly in accord with the Gospel of
Christ that the missionaries confessed they had better be left
alone.
No Spaniard doubted the Indians' need of
the Christian message, though they might disagree heartily with
each other on how it ought to be delivered. Not only was there
an important group determined to Christianized the Indians by
peaceful persuasion, but some bold Spaniards denounced the
cruelty of their countrymen. Domingo de Soto, for example,
protested to the Council of the Indies in a powerful indictment
dated July 1, 1550, that Indians in Peru were being treated
inhumanly "as though they were brute animals (animales
brutos) and even worse than asses."
It
was just a month later that Sepúlveda invoked the authority of
Aristotle in Valladolid to stigmatize all the Indians of the New
World as natural slaves. This was no casual or jocose
description of the Indians as "dogs," which had been
prohibited by the Laws of Burgos in 1512. It was a far more
sweeping charge and it led to the last great dispute on Indian
affairs in Spain.
Source: Lewis Hanke.
Aristotle and the
American Indians: A Study in Race Prejudice in the Modern World.
Chicago: Henry Regnery Company, 1959.
Other books by Louis HanKe:
The Spanish Struggle for Justice in
the Conquest of America.
Southern Methodist
University Press, 2002.
All Mankind Is One: A Study of the Disputation Between Bartolome
De Las Casas and Juan Gines De Sepulveda in 1550 on the
Intellectual and Religious.
Northern Illinois
Univ Press, 1994
People and Issues in Latin American History: From
Independence to the Present : Sources and Interpretations.
Markus Wiener Pub., 2006
Bartholomew de las Casas, historian;: An essay in Spanish
historiography. University of Florida Press, 1952.
The first social experiments in America: A study in the
development of Spanish Indian policy in the sixteenth century.
1964
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updated 1 October 2007 |