|
Other Books by Mahmood Mamdani
Good Muslim, Bad Muslim /
Citizen and Subject /
When Victims Become Killers
/
Beyond Rights and Cultural Talk
African Sudies in Social Movements and Democracy /
Identity /
The Myth of Population Control
Thinkable Genocide: the Tragedy of Rwanda
A Review of
When Victims Become Killers
Colonialism,
Nativism, and the Genocide in Rwanda
By Mahmood Mamdani
"When we captured Kigali, we thought we
would face criminals in the state; instead, we faced a criminal
population." So a political commissar in the Rwanda Patriotic
Front reflected after the 1994 massacre of as many as one
million Tutsis in Rwanda. Underlying his statement is the
realization that, though ordered by a minority of state
functionaries, the slaughter was performed by hundreds of
thousands of ordinary citizens, including even judges, human
rights activists, and doctors, nurses, priests, friends, and
spouses of the victims. Indeed, it is its very popularity that
makes the Rwandan genocide so unthinkable. This book makes it
thinkable.
Rejecting easy explanations of the genocide
as a mysterious evil force that was bizarrely unleashed, one of
Africa's best-known intellectuals situates the tragedy in its
proper context. He coaxes to the surface the historical,
geographical, and political forces that made it possible for so
many Hutu to turn so brutally on their neighbors. He finds
answers in the nature of political identities generated during
colonialism, in the failures of the nationalist revolution to
transcend these identities, and in regional demographic and
political currents that reach well beyond Rwanda. In so doing,
Mahmood Mamdani usefully broadens understandings of citizenship
and political identity in postcolonial Africa.
There have been few attempts to explain the
Rwandan horror, and none has succeeded so well as this one.
Mamdani's analysis provides a solid foundation for future
studies of the massacre. Even more important, his answers point
a way out of crisis: a direction for reforming political
identity in central Africa and preventing future tragedies.
Reviews
The strengths
of the book are clear and admirable. First, it provides what
might be called an intellectual history of the Hutu-Tutsi
division that is invaluable. . . . Anyone from now on who writes
on identity in Central Africa--and there will be many--will have
to wrestle with the case that Mamdani has made.
—Jeffrey Herbst, Foreign
Affairs
Mr Mamdani's
political settlement is not democracy, which would simply
restore the majority Hutus to power, but an acceptance of the
Hutu and Tutsi with political, not cultural or class
affiliations. He recommends a broad-based constitutional
settlement that includes everyone prepared to give up violence
whatever their ideology."
—The Economist
[Mamdani's]
analysis of Rwandese society, in particular the role of the
church in the genocide, is fascinating. . . . Mamdani believes
that the tens of thousands of killers who wielded the machetes
that murdered 800,000 people in three terrible months of 1994
saw themselves as victims who feared losing out in the struggle
for power.
—Victoria Brittain, The
Guardian
Few are better
qualified to explain the tensions of post-colonial Africa than
Mahmood Mamdani, a Ugandan political scientist with a sharp
perspective on the colonially inspired differences between
'subject races'. His Rwandan case-study provides powerful
evidence that the Tutsis came to be crushed between colonist and
native."
—Richard Synge, The
Independent
A welcome,
powerful, and clear-sighted addition to this literature. . . .
When Victims Become Killers represents a great achievement. It
is a passionate and strongly argued work, memorable both as
scholarship and as a brilliant political polemic.
—Journal of Colonialism
and Colonial History
* *
* * *
|
Table of
Contents
List of Abbreviations ix
Preface and Acknowledgments xi
Introduction: Thinking about Genocide 3
1. Defining the Crisis of Postcolonial Citizenship:
Settler and Native as Political Identities 19
2. The Origins of Hutu and Tutsi 41
3. The Racialization of the Hutu/Tutsi Difference
under Colonialism 76
4. The ''Social Revolution'' of 1959 103
5. The Second Republic: Redefining Tutsi from Race
to Ethnicity 132
6. The Politics of Indigeneity in Uganda: Background
to the RPF Invasion 159
7. The Civil War and the Genocide 185
8. Tutsi Power in Rwanda and the Citizenship Crisis
in Eastern Congo 234
Conclusion: Political Reform after Genocide 264
Notes 283
Bibliography 343
Index 357 |
Source:
http://press.princeton.edu/titles/7027.html
* * * *
*
Review
By Elisa von Joeden-Forgey Thinkable Genocide
During three short months in 1994, in the small
central African country of Rwanda, between 500,000 and one million Tutsi
were killed by their Hutu neighbors. The killings were not carried out
using the refined technologies of death that would best facilitate a
mass murder of such proportion and speed; instead, regular farm
implements, especially the machete, were somehow made capable of such
large-scale killing.
The often stunningly matter-of-fact perpetrator and
survivor testimony that has emerged from the genocide has described for
us the gruesome mechanics of the crimes--the details of how people were
killed--but it has not brought us closer to understanding how ordinary
people, such as peasants and professionals, could commit such intimate
murders. A breathtaking example of the seeming routinization and
normalization with which the professional classes approached genocidal
violence in 1994 is the comment of a Hutu teacher to a French journalist
in Butare: "A lot of people got killed here. I myself
killed some of the children.... We had eighty kids in the first year.
There are twenty-five left. All the others, we killed them or they
have run away" (p. 228).
Mahmood Mamdani sets out to explain the actions
during the genocide of ordinary Rwandans like this teacher in Butare in
his brilliant study of political identity and violence. His book
is inspired by the terrible question raised so acutely by the Rwandan
genocide: how could so many ordinary people participate immediately and
directly in the killings of their neighbors? He sets for himself
the formidable task of answering this question. "My main
objective in writing this book," he writes, "is to make the
popular agency in the Rwandan genocide thinkable" (emphasis in
original, p. 8).
Mamdani frames the problem in the following way:
"The violence of the genocide was the result of both planning and
participation. The agenda imposed from above became a gruesome
reality to the extent it resonated with perspectives from below. Rather
than accent one or the other side of this relationship and thereby
arrive at either a state-centered or a society-centered explanation, a
complete picture of the genocide needs to take both sides into account.
For this was neither just a conspiracy from above that only needed
enough time and suitable circumstance to mature, nor was it a popular
jacquerie gone beserk. If the violence from below could not have
spread without cultivation and direction from above, it is equally true
that the conspiracy of the tiny fragment of genocidaire could not
have succeeded had it not found resonance from below. The design
from above involved a tiny minority and is easier to understand.
The response and initiative from below involved multitudes and present
the true moral dilemma of the Rwandan genocide" (p. 7).
Mamdani turns to history to render genocide
thinkable, and investigates the detailed institutional histories of
Rwandan political identities. His interest is principally in the
political processes through which identities were formed and how these
identities then informed the progress of Rwandan history. Like
other scholars of the genocide, Mamdani identifies the categories
"Hutu" and "Tutsi" as one of the main long-term
facilitators, if not causes, of the genocide. It was the
specifically racial definition these identities were given during
Rwanda's occupation by German and then Belgian authorities that set in
motion a genocidal potential.
And yet, despite this potential, Mamdani argues that
the genocide was the consequence of short-term historical developments,
especially the 1991 "war of repatriation" launched by Rwandan
refugees in Uganda (most of whom were Tutsi). By focusing on
long-term facilitators and short-term causes of the genocide, he strikes
a very subtle and enlightening balance between structure and agency. In
analyzing Rwanda's history, Mamdani draws from the work of noted
Africanists Catherine Newbury, David Newbury and Rene Lamarchand, among
others. His historical analysis is thus also a detailed and
comprehensive overview of Rwandan historiography.
Original research and interviews conducted in Rwanda,
Congo and Uganda serve to draw out the meaning of Rwandan history for
the genocide and the post-genocide state. In this way, When
Victims Become Killers ties together a massive literature with
theoretical vigor that is at times quite breathtaking. Because the
book covers the long-term and the regional history of the genocide with
such analytical depth and richness, it will be an excellent text for
courses in genocide studies as well as for readers interested in an
authoritative work on the subject.
Because of its broad focus, however, non-specialists
in African history and politics will want to refer to a basic historical
overview of East and Central Africa alongside it, or at least to Gerard
Prunier's The Rwandan Crisis, which offers a brief and linear
overview of events. While many studies have pointed out that the
identity markers "Hutu" and "Tutsi" have shown much
malleability across time and space, Mamdani delves deeper into their
histories to chart with great analytical sophistication the particular
ways in which they have been caught up in the drama of power in Rwanda.
One of his most important insights is the central
role played by law and the state in "breath[ing] political life
into" these identity categories (p. 20). Through this
attentiveness to the structural background of identity and agency,
Mamdani demonstrates, for the first time in the scholarship on the
Rwandan genocide, the internal mechanics of the fundamental difference
colonialism made to the dynamics of power in the region. And in so
doing he introduces the long-term effects of colonial political
identities on the macro- and micropolitics of postcolonial Africa.
Mamdani casts "Hutu" and "Tutsi" as political
identities, ones tied to the formation of the Rwandan state and embedded
in political and social institutions.
He juxtaposes these to cultural and market-based
identities, for which they have often been confused. Thus,
"Hutu" and "Tutsi" were never simple ethnicities or
indicative of particular class strata. This shift in definition is
very helpful, since much work on the genocide has done a poor job in
explaining exactly what "Hutu" and "Tutsi"
mean if we are to understand them not as races, or classes, or
ethnicities. Furthermore, it challenges interpretations of the genocide
that focus either on eternal hatreds or on class antagonism (or land
scarcity) to explain mass participation in the killing. Because the
scholarship on Rwandan identity has been so intimately mired in the very
same power that has given meaning to the terms "Hutu" and
"Tutsi," Mamdani outlines scholarly approaches to the
categories in great detail, focusing especially on the colonial "Hamitic
Hypothesis," which cast the Tutsi as an alien race of
quasi-Caucasian pastoralist conquerors from the north.
He uses his discussion of the "Hamitic
Hypothesis" to criticize the colonial obsession with origins and
physical types as well as the tendency in older historical scholarship
to essentialize the opposition between Hutu and Tutsi as primordial and
unchanging--a tendency that was resuscitated by the Western media and
political analysts interested in avoiding intervention in the region.
Mamdani reinterprets the precolonial meaning of Hutu and Tutsi as
intimately tied to the process of state centralization beneath a Tutsi
dynasty, a process that began in the fifteenth century but accelerated
at the end of the nineteenth.
In this precolonial era, the meanings of Hutu and
Tutsi were used to extend and legitimize power inequalities while
becoming embedded in institutions that had more flexibility than their
racialist incarnations under European rule. The colonial
preoccupation with the "origins" of each group, a
preoccupation that colors scholarship and political discourse to the
present day, emerges in Mamdani's study as what it always
was--intellectually specious and politically dangerous. Of much
greater importance are the meanings these terms have been given under
the rule of various power holders. Mamdani offers many examples of the
impossibility of charting a stable line of descent from today's Hutu and
Tutsi to the supposedly originary "Hutu" and "Tutsi"
of the fifteenth century.
Although it is often assumed that the Tutsi were
pastoralists and the Hutu agriculturalists, Catherine Newbury's research
suggests that many Hutu owned cattle and many Tutsi farmed land.
In fact, "agricultural and pastoral activities were hardly
exclusive; they tended to be carried out jointly in most regions"
(p. 51). Cross-cutting institutions, too, guaranteed not only social
mixing but also avenues of assimilation into either group. One important
institution--intermarriage--was socially interpreted according to
patrilineal descent, so a Tutsi woman who married a Hutu man became a
Hutu. So too did their children. Thus in Rwanda there is no
mixed category of person. To use Mamdani's coinage, there is no
"Hutsi" (p. 53). Persons with the political identities of Hutu
and Tutsi can be understood as belonging to the same overarching
cultural group.
To demonstrate this, Mamdani points especially to
regions outside of the stretch of the precolonial and colonial Rwandan
states. Both Hutu and Tutsi speak Kinyarwanda, and the boundaries
of this cultural community extend far beyond present-day Rwanda into the
neighboring countries of Burundi, Uganda, Tanzania and Congo.
Significantly, Kinyarwanda speakers in the northwest--the "Bakiga,"
or "people of the mountains"--had social and political
institutions in the nineteenth-century that were very different from the
centralizing pre-colonial Rwandan state further south. The Bakiga
did not recognize the categories of "Hutu" and
"Tutsi" before the German and Belgian colonial regimes
incorporated them into the colonial state and imposed these identities
there.
Thus, Hutu and Tutsi identities are the creations of
the specific political process of state centralization and its
institutions. Mamdani focuses on three ideological and social
institutions of the central state--court rituals, patron-client
relations and military and administrative systems--to chart how Hutu and
Tutsi identities became polarized. The changes in these
institutions that brought about Hutu and Tutsi polarization are too
complex to summarize here, but they ended up organizing Rwandan society
along hierarchically exploitative lines. Within this hierarchy, the
people constituting the "Hutu" were a transethnic group who
came to be subjected to state power. Thus "the Hutu"
were never a single ethnicity. The Tutsi were an ethnic group, but
one that became "recast as an identity of power" with the
centralization of the state under a Tutsi dynastic lineage (pp.
101-102).
This polarization between dynastic power and its
subjects was not non-negotiable. The precolonial institution of kwihutura,
for example, insured that the Hutu/Tutsi opposition did not ossify.
It gave Hutu the opportunity to "rise through the socioeconomic
hierarchy ... and achieve the political status of a Tutsi" (p. 70).
Mamdani concludes that "to be a Tutsi was thus to be in power, near
power, or simply to be identified with power--just as to be a Hutu was
more and more to be a subject" (p. 75). Colonial rule supplanted
these mediating and assimilative institutions and crystallized the
identities as different races, making it thus impossible for a Hutu to
become a Tutsi or the other way around. This is when the question
of origins began to take on a central political importance.
Europeans, enamored by the elongated features of the Rwandan power
holders, and convinced they showed some innate talent for higher forms
of political and cultural production in contrast to the "Hutu"
peasantry, decided that they must have come from somewhere else.
So the "Hamitic Hypothesis" was born.
The Tutsi were racially defined as the descendants of Ham, banished to
Africa for seeing their father's nakedness, but still retaining a
civilized bloodline that made them racially alien and superior to what
was then often called "the Bantu." Not only did the
German and Belgian states recast political identities as racial ones,
but also, like elsewhere in Africa, they used the existing hierarchy to
impose their rule. This worked in favor of Tutsi power holders by
broadening and securing their coercive powers, and by undercutting the
mediating influence of reciprocal institutions.
Disturbingly, Mamdani shows how the Catholic Church
was one of the principal responsible parties for the colonial
racialization of Rwandan identities, inasmuch as missionaries created
the body of knowledge, based in the "Hamitic Hypothesis," that
the Belgian state used to institutionalize race as the primary marker of
social differentiation. After World War I, the Church itself,
along with educational institutions, the state administration, and forms
of taxation, was organized along racial lines.
This process of institutional racialization
culminated in the 1934 census on the basis of which each person was
issued an identity card classifying them as Hutu, Tutsi or Twa (who
comprise about 1 percent of the population).[1]
To place this study of the development of Hutu and
Tutsi as race identities in an analytical context, Mamdani builds on his
argument in his 1996 book, Citizen and Subject: Contemporary Africa
and the Legacy of Late Colonialism. There he analyzes the
various political spaces opened up and shut down by the colonization of
Africa. Focusing on indirect-rule colonialism, he differentiates
between the civic sphere reserved for Europeans and citizens, and the
customary sphere (or "Native Authority") reserved for Africans
and divided into distinct "ethnicities." The civic
sphere was the sphere of democratic political participation and due
process. The customary sphere was one of despotic rule by
(usually) colonial-appointed chiefs. The despotic customary sphere
has proved to be a seemingly intractable problem for postcolonial
African states.
Whereas independence movements decolonized the civic
spheres, they generally left the autocratic institutions of the
"Native Authority" intact. In his present work, Mamdani places
Rwanda within the larger political schema worked out in Citizen and
Subject. He argues that Rwanda was a "halfway house
between a direct and indirect-rule colony" (p. 103). Rwanda shared
much of the legal framework of indirect rule with other African
colonies, and thus also suffered from the resulting divide between civic
and customary political spheres. But unlike other indirect-rule
colonies, the colonial Rwandan state recognized only races. Thus,
those persons subject to the "customary" sphere were defined
as a distinct race, the Hutu, and this race was thought to be
indigenous.
The Tutsi, defined as an alien and settler
race, ended up existing somewhere in-between. They became a
"subject race," belonging neither to the dominant European
civic sphere as citizens nor to the majority ethnic sphere as indigenous
subjects. The way this in-between status worked itself out
institutionally was that the Tutsi were dispossessed in the civic sphere
while being granted the power of "chiefs" in the customary
sphere--that is, without being accorded the privileges of whites, they
nonetheless ruled over the Hutu locally. This had serious consequences
for Rwanda's subsequent history. Mamdani writes, "[p]recisely
because Hutu and Tutsi had, under colonialism become synonymous with an
indigenous majority and an alien minority, decolonization was a direct
outgrowth of an internal social movement that empowered the majority
constructed as indigenous against the minority constructed as
alien" (p. 103).
Out of the shared oppression beneath the Belgians and
the Tutsi evolved a "Hutu consciousness" (p. 117) that defined
the tensions between Hutu and Tutsi as a matter of natives versus
settlers, what Mamdani calls the politicization of "indigeneity"
(p. 33). The 1959 revolution, which brought about decolonization
in Rwanda, was a revolt against what was widely understood to be two
groups of settlers: Europeans and Tutsis. The revolution had been
prefaced by almost a decade of political reforms helped along by several
UN decolonization missions. These reforms, existing more on paper
than in fact, convinced the Hutu intelligentsia "that nothing less
than radical change was likely to bring an end to the social plight of
the Hutu" (p. 115). Radical change came in fits and starts
between 1959 and 1962.
In November 1959, a few months after a coup installed
a conservative monarch in the Tutsi court, Hutu revolutionaries rose up
against Tutsi chiefs--the symbols of Tutsi privilege and colonial
autocracy. The UN mission estimated the dead at two hundred.
To avoid a bloody crackdown by the Tutsi monarchy following this event,
the Belgians placed Rwanda under the governance of a Belgian colonel,
who replaced more than 300 Tutsi chiefs and sub-chiefs with Hutus.
The final death knell of Tutsi privilege occurred on 28 January 1961,
when these new Hutu chiefs reorganized the central state and declared
the abolition of the monarchy.[2] The November revolution in 1959 and
subsequent reorganizations sent the Tutsi monarchists into exile.
It was this exile population, which grew with each wave of anti-Tutsi
violence, that became a powerfully destabilizing force not only for
Rwanda but also for neighboring Uganda.
Unfortunately for Rwanda's subsequent history, the
language from the revolution that gained dominance at the end of the
First Republic continued to cast Tutsi as alien settlers. As
Mamdani states in his introduction, "the single most important
failure of the revolution was its inability to transform Hutu and Tutsi
as political identities generated by the colonial power" (p. 16).
Not only did many parties of the Hutu "counter-elite," who led
the revolution, maintain the logic of the Hamitic Hypothesis, but also
conservatives within the Tutsi royal court sought to hold onto their
privilege by invoking their status as racial aliens. The
exclusivist worldview of the dominant Hutu nationalist party, PARMEHUTU
(Parti du Mouvement et de l'Emancipation Hutu), which Mamdani sees as
the precursor to the Hutu Power movement of the 1990s, was strengthened
by a series of military attacks on Hutu officials by Tutsi exiles on the
Rwanda-Uganda border.
The democratically-elected Rwandan government,
dominated by PARMEHUTU, responded to each of these raids with massacres
against Rwandan Tutsis as potential collaborators. Estimates of the
number of Tutsi killed between 1959 and 1964 range from ten to twenty
thousand. Tragically, there were alternatives to this racial
polarization and political violence. One of the political parties
that spearheaded the revolution, APROSOMA (L'Association pour la
Promotion Sociale de la Masse), sought to unite the Hutu poor with what
were known of as "petits Tutsi" against the privilege of Tutsi
wealth. However, this party remained of little electoral
consequence and its non-racialist message was worn away by the
radicalization of Rwandan politics after independence.
Furthermore, the massacres of Tutsi civilians after
border raids by Tutsis in exile effectively wiped out the moderate and
accommodationist Tutsi political contingency, since it was the
accommodationists who stayed inside Rwanda during the years directly
following the revolution. "Two political tendencies," Mamdani
writes, "one accommodationist, the other exclusionist--vied for
supremacy between 1959 and 1964. These tendencies did not
correspond to the political divide between the Tutsi and the Hutu
political elite, or between the revolution and the counterrevolution.
Rather, both tendencies could be found on either side" (p. 126).
Unfortunately for Rwanda, the accommodationist spirit of the immediate
post-independence years succumbed to the politics of exclusion in 1964.
As a result, Tutsis were forcibly removed from
politics and the First Republic of Rwanda was defined as a Hutu state.
The specter of the Hutu state was to haunt Rwandan politics into the
Second Republic, which emerged from the 1973 bloodless coup that brought
to power General Juvenal Habyarimana, the Rwandan president whose death
is often identified as heralding the beginning of the genocide.
His rule was marked by an easing of tensions between Tutsi and Hutu.
He redefined Tutsis as an ethnic group, and hence as indigenous
Rwandans. Although the Tutsi faced discrimination in the civic and
political spheres, the Habyarimana regime sought to implement
redistributive policies aimed at lessening, at least in the long run,
the roots of Hutu disenchantment and anti-Tutsi sentiment.
The Second Republic was, however, incapable of coming
to terms with two vestiges of the colonial past. On the one hand,
it did not solve the growing problem of the Tutsi political diaspora in
Uganda. Mamdani casts this failure as "testimony to a past
[the Rwandan state] could not come to terms with, because to do so
required nothing less than to shed the presumption of its being a state
of the Hutu nation" (p. 155). On the other hand, the
Habyarimana regime built upon the despotic local administrative
structure inherited from the colonial period, unwittingly contributing
to the entrenchment of the "administrative machinery" that
would lead the genocide (p. 144).
Few scholars have put the history of the Rwandan
genocide in a regional context (as opposed to one confined to the
political boundaries of "Rwanda"). And none have used
this regional context to help explain the behavior of the perpetrators.
Key to Mamdani's argument that there was method--or reason--to the
genocidal madness is his focus on the problems posed for the Rwandan
state by the presence of a large Tutsi refugee population in Uganda.
Mamdani convincingly argues that without looking at the regional
context--and the Rwandan war it created--it is very difficult to
understand the parameters within which people were making decisions.
One of the great contributions of his book is his
effort to balance the scholarship on the initiatives of the Hutu Power
extremists in the Rwandan state on the one hand with a detailed
consideration of the roots of popular participation on the other.
His interest is in casting Hutu participants as something other than
puppets controlled by the state or as irrational savages exploding in
primordial rage. The First Republic saw the Tutsi exiles as a permanent
threat to the integrity of the Hutu nation, and Tutsis living within
this nation were in constant jeopardy of being associated with the
militants across the border.
The Second Republic did nothing to solve the
diaspora problem. Although it redefined internal Tutsi as an indigenous
ethnic group, this indigeneity was not extended to Banyarwanda Tutsis in
exile. By allowing this problem to grow, the Habyarimana regime
"created, for the first time, a group that was from the region but
not of the region.... The distinctive feature of the Rwandan Tutsi
diaspora was that its members were ethnic strangers everywhere; they had
no ethnic home. The 1959 revolution has made of the Rwandan Tutsi
diaspora a group akin to the Jews of prewar Europe" (p. 156).
As such, the refugee crisis was the result of the politics of
indigeneity created by the colonial state. Rwandan refugees in Uganda,
from whose ranks the Rwandan Patriotic Front (RPF) was created, did seek
inclusion within the Ugandan state.
The pluralist state of Yoweri Museveni's National
Resistance Army (NRA), which owed much of its success to Banyarwanda
soldiers, attempted to revolutionize the strict descent provisions of
existing citizenship law and grant Ugandan citizenship to all persons
residing in Uganda for more than ten years. This move heralded as
well an easing of the restrictions on return in Rwanda itself, as the
leaders there realized that most Rwandan exiles preferred naturalization
in Uganda to repatriation. However, in Uganda too the politics of
indigeneity won out, leading to social violence that was framed as a
matter of Ugandan "natives" against Rwandan
"settlers." Museveni was forced to make concessions, and
his proposed citizenship reforms were one of them. This convinced the
Banyarwanda there that armed repatriation was the only solution to their
crisis of belonging.
Mamdani argues that the "refugee soldiers who
formed the core of the RPF--who had been nearly 4,000 of the roughly
14,000 NRA who took Kampala in 1986 and were probably another
thousand-plus in 1990--found themselves between the Rwandan devil and
the Ugandan deep blue sea. True, the raw material for the refugee
crisis that led to the 1990 invasion was the outcome of post-1959
developments in Rwanda, but the crisis itself was very much Ugandan in
the making" (p. 184). The civil war that began with the "armed
repatriation" of October 1990 turned the RPF from an army of
liberation to one of occupation, and made Hutu Power a "central
tendency in Hutu politics" (p. 185).
As the RPF advanced on Rwandan territory, the
population fled. In late 1990 there were as many as 80,000
internal refugees in Rwanda, in 1992 the figure had grown to 350,000 and
after the February 1993 offensive the number swelled to 950,000.
Thus, there were almost a million internal refugees on the eve of the
genocide. The RPF encouraged much of this flight, for it did not
want to be burdened by administrative responsibilities, and hence it
lost its chance to win over local populations. The civil war
caused widespread hunger and starvation. In the context of
dislocation and deprivation, Hutu peasants began invoking memories of
the Tutsi monarchy and the 1959 revolution. Hutu Power took
advantage of this widespread sense of fear to rekindle hostility towards
Tutsis as an alien race.
Using the now notorious radio RTLM and the newspaper Kangura,
Hutu Power projected its own nefarious lusts on the RPF, claiming that
what the RPF wanted was Tutsi Power and a restoration of the pre-1959
oppression. Mass participation in the massacres of 1990-1993 and the
genocide of 1994 were thus the result of fear--fear not only of the Hutu
Power genocidaires, who did indeed kill many Hutu who refused to
participate, but also of the RPF. Mamdani comments, "[t]his
is why one needs to recognize that it was not greed--not even
hatred--but fear which was the reason why the multitude responded
to the call of Hutu Power the closer the war came to home. Hutu Power
extremists prevailed not because they promised farmers more land if they
killed their Tutsi neighbors--which they did--but because they told
farmers that the alternative would be to let RPF take their land and
return it to the Tutsi who had been expropriated after 1959" (p.
191).
It was fear, too, which radicalized the Rwandan
public during the years of the civil war: "The great paradox of
Rwanda of the 1990s is that democratic reforms blossomed at the same
time as the civil war raged. The former fed aspirations for
individual and group freedom, the latter gave rise to demands for
loyalty to the nation. The two processes could not continue side
by side, except through generating great tension. As war
intensified and defeat loomed on the horizon, more and more of those in
power, and even those in the population, came to see dissent not only as
a luxury but, at a time of national crisis, as betrayal. Defeat in
civil war spelled an end to both the democratic opening and to the
democratic movement and its torchbearers. After the fires of war
had consumed democracy, its burning ashes extinguished life itself"
(p. 208).
A tragic example described by Mamdani of the way in
which the civil war reshaped peoples' political identities is the case
of Stanislas Mbonampeka, in 1992 a member of the multiethnic Parti
Liberal (PL) and an outspoken critic of the Hutu Power. As
Minister of Justice, Mbonampeka issued an arrest warrant for Leon
Mugesera, a prominent Hutu Power ideologue, after Mugesera called
publicly for the physical elimination of the Tutsi. Mbonampeka
resigned from his post because he was frustrated with what he thought
was Habyarimana's vacillation on this point. And yet, Mbonampeka
moved from this position to an anti-RPF stance and eventually to the
position of a genocide denier and Minister of Justice of the Hutu
government in exile.
In 1995 he told Philip Gourevitch, "In a war,
you can't be neutral. If you are not for your country, are you not
for its attackers?" Rationalizing the genocide in this way,
he commented, "This was not a conventional war. The enemies
were everywhere. It wasn't genocide. Personally, I don't
believe in the genocide. There were massacres within which there
were crimes against humanity or crimes of war. But the Tutsis were
not killed as Tutsis, only as sympathizers of the RPF. 90 percent
of the Tutsis were pro-RPF" (p. 196). In his words to Philip
Gourevitch, Mbonampeka seeks to cast Tutsi citizens of Rwanda as the
"enemy within" and thereby to offer a legal defense for his
actions.
As he seems well aware, one of the criteria of the
legal definition of genocide is that a person be killed for his or her
membership in a religious, national, racial or ethnic group. If a
person is killed as a combatant, and this killing is deemed a crime,
this crime would most likely fall under crimes of war, as Mbonampeka
points out. His use of the term "civil war" to describe
the context in which he was operating is in line with his defense, for
it suggests that Tutsi citizens constituted a "nation in arms"
with the goal of overthrowing the Rwandan state and instituting Tutsi
domination. There is no evidence of this, however, and even if
there were, it would do nothing to explain the intentional slaughter of
the elderly, of children and of infants, who could hardly be deemed
combatants.
Furthermore, all the evidence points to Hutu Power as
the aggressor party. Hutu Power cast the resident Tutsi as racial
aliens, called for their annihilation, and set about organizing the
infrastructure--including the importing of weapons months before the
genocide began--that was to carry out the killing, with the help of
ordinary people. So, Mbonampeka's efforts to describe the genocide
as anything less than that fail. At first glance, therefore,
Mbonampeka's rationalizations look like nothing but the stock
apologetics of all accused perpetrators of genocide. We could interpret
them as the ex post facto explanations of a man whose conscience was not
strong enough to keep him from being engulfed by the murderous months in
1994.
Mamdani asks us instead to view Mbonampeka's words as
evidence of a horrendous shift that occurred in the political opinion of
Rwandans outside the genocidal Hutu Power faction during the war.
And considering Mbonampeka's background as a liberal minister who
treated genocidal speech as criminal, there is reason to do this.
For, in Mamdani's opinion, Mbonampeka's remarkable shift, which took
place within only three years, is an example of the wider and more
generalized shift that explains the mass participation in the genocide.
Mamdani sees the war as a necessary precondition for
the genocide. War was necessary not because it provided secrecy, as was
the case with the Armenian genocide and the Holocaust, for example. On
the contrary, the Rwandan genocide took place in broad daylight, in
public places like churches, schools and hospitals, and it was often
perpetrated by people the victims knew well. War was necessary
because it produced the fear in the population that led them to kill.
Although many killed because militias threatened them
with their own death, far too many others killed willingly. It is
this group--"the "foot soldiers of the genocide" (p.
233)--that Mamdani seeks to understand: "If it is the struggle for
power that explains the motivation of those who crafted the genocide,
then it is the combined fear of a return to servitude and of reprisals
thereafter that energized the foot soldiers of the genocide. The
irony is that--whether in the Church, in hospitals, or in human rights
groups, as in fields and homes--the perpetrators of the genocide saw
themselves as the true victims of an ongoing political drama, victims of
yesterday who may yet be victims again. That moral certainly
explains the easy transition from yesterday's victims to killers the
morning after" (p. 233).
This point--that the Hutu historical consciousness as
victims granted many a necessary moral certainty that enabled
participation in mass murder--is remarkably important.
Without the element of moral certainty it is hard to
imagine how fear might incite both the scale and the kind of murder we
witnessed in Rwanda. The point about the crucial role played by moral
certainty also has important comparative potential, helping us think
about genocide as part of longer-term historical cycles of violence.
It points to the danger inherent within "internal enemy"
arguments during times of conflict and war. It underscores the
terrible compromises of democratic institutions that people are willing
to make when they feel they are threatened, particularly when the threat
is used by self-serving political factions to buttress their own power.
And it acts as a powerful warning for the post-genocide Rwandan state,
where the cycle of violence could easily renew itself as the victimized
Tutsis respond to their fears of the return of Hutu refugees from the
surrounding states.
Because of the importance of moral certainty in
explaining people's actions, it is strange that Mamdani does not spend
more time discussing it. He raises it, in the quote above, at the
very end of his chapter on the genocide, and then tantalizingly moves on
to a discussion of the new citizenship crisis in Eastern Congo that was
provoked by the genocide. Understanding mass participation is, for
Mamdani, key to explaining why the genocide happened. Without popular
participation, he argues, there would have been no genocide at all,
since in most regions popular participation was required to murder Tutsi
with such terrible speed and effectiveness. "Had the killings
been the work of state functionaries and those bribed by them," he
writes, "it would have translated into no more than a string of
massacres perpetrated by death squads" (p. 225).
While his argument about the role played by
historical anxieties and war-induced fears is convincing, and heightens
our awareness of the process through which victims can and do become
killers, it is less clear that there would not have been a genocide at
all without mass participation. There would not have been _the_
genocide we witnessed, but a "string of massacres perpetrated by
death squads" can quickly take on genocidal proportions, especially
when there is a clear intent on the part of the perpetrators to destroy
"in whole or in part" a group due to its "national,
ethnical, racial or religious" affiliation.[3]
Apart from the somewhat dead-end question about
numbers, there remains the danger of defining genocide on the basis of
the effectiveness of the perpetrators in carrying out annihilation. One
wishes Mamdani had engaged in a more extensive consideration of the
questions surrounding comparative genocide studies, and that he had
occasionally taken more care in making comparisons, especially with the
Holocaust. Some readers will undoubtedly cringe at the bold and at times
baffling (and historically inaccurate) strokes of his comparative
arguments, such as the following, which he makes as part of a critique
of "victor's justice" in post-genocide Rwanda: "It is
worth remembering that it is not simply German defeat in the Second
World War that made Nuremberg possible, but also the effective divorce
between Gentiles and Jews in Germany, since most surviving German Jews
departed for either America or Israel.
In the absence of this effective divorce, anything
resembling Zionist power in Germany would have been a recipe for
triggering a civil war" (p. 272). In a book of such breadth
and density, requiring impressive erudition in a variety of fields, it
is impossible to devote sustained attention to all the various questions
raised by the book and its subject matter. This being the case,
misleading and insupportable comparisons like the one above should have
been edited out. While certainly it would be instructive to read
Mamdani's thoughts on the comparative issues raised by the Rwandan
genocide in respect to the Holocaust, such a project may have taken the
book too far afield, requiring a grasp of too many literatures and
historical periods.
Mamdani does devote a chapter to the comparative
study of specifically colonial genocides. His introduction,
"Thinking About Genocide," is a very insightful discussion of
"settlers' genocide" and "natives' genocide," in
which he compares the settlers' genocide of the Herero in German South
West Africa in 1904 with the natives' genocide of Rwanda in 1994.
Elaborating on Frantz Fanon's famous quote, "[t]he colonized man
finds his freedom in and through violence," he notes that the
Rwandan genocide, a natives' genocide inasmuch as the Hutu saw
themselves as indigenous and the Tutsi as alien, was a derivative form
of violence, "a result of prior logic, the genocidal logic of
colonial pacification and occupation infecting anticolonial
resistance" (p. 13).
This is an extremely significant point, with
unsettling ramifications. The issue of innocence and guilt becomes much
more complicated and nuanced than in the case of the Holocaust, for
example, where the targets of persecution and genocidal violence--Jews,
Roma-Sinti and others--can in no fashion be interpreted either as
constituting a military threat to Christian Germans or the German state,
or as representing some previous despotic form of rule. Mamdani's book
is about far more than the genocide as such. The development and
execution of the genocide have been detailed elsewhere, and his chapter
on it is very comprehensive.[4]
When Victims Become Killers is also an
argument about history. Mamdani is arguing for the historical
basis of identity formation and the role this history can play in
providing the fodder for genocidal thought, when triggered by short-term
events. The racialism of Hutu Power was the product of colonial
categories and their institutionalization. But this alone was not
enough to create a genocide. The masses had to be radicalized and
mobilized, and this could occur only in the context of the RPF
invasions. Peasants' abject fear of the RPF, a product of the way the
colonial state ruled, was the necessary ingredient sealing the fate of
Rwanda's Tutsi minority. We have seen in the case of Stanislas
Mbonampeka how crucial the period of "civil war" was to his
political development as a genocide denier.[5]
He understands his endorsement of Hutu Power's
response to the RPF invasion as a matter of patriotism, of protecting
the country. And he believes that "massacres" and other
crimes were the tragic but unavoidable result of simple Tutsi presence
in Rwanda. For him, each Tutsi was a potential RPF abettor. While
he may truly believe this to have been the case, his testimony raises
very important questions about the role of propaganda in this genocide,
questions that Mamdani does not fully answer. How terrifying was RPF
occupation, apart from Hutu Power invectives? We know that Hutu
peasants fled from RPF-occupied zones, out of fear, as a consequence of
forced relocations, and because the RPF requested they leave.
We also know that the RPF did commit human rights
abuses in its occupied zones, but they were far smaller in scale and
hardly comparable to the genocide. And yet, the Hutu Power extremists
and their hodgepodge of political supporters continued to whip up fear
and hatred of the RPF as if its goals were in fact genocidal as well.
Mamdani does not spend much time analyzing the extent to which the
extremist Hutu Power camp was even in the logical position of claiming,
with any moral authority whatsoever, that it was being illegitimately
attacked and threatened.
Surely, it was being attacked, and was losing the war
at the time when the genocide broke out, but it had taken
steps-including four massacres between 1990 and 1994-to kill democracy,
and derail negotiations and power-sharing arrangements with the RPF,
such as the Arusha Accords. So the fact that it was being threatened
still in 1994 is really a problem of its own making. More convincing
than Mbonampeka's self-serving rationale is the argument that the
development of his political ideas resembles in its radicalization the
development of the perspectives of Hutu civilians.
The war had led to severe dislocation, starvation,
economic stagnation, massacres and the resulting pervasive environment
of fear. In basing much of his argument on this critical wartime
experience, Mamdani is also making an argument about democracy and what
kills it. As he mentions in a passage quoted previously, Rwanda
was in the process of democratization, spurred on by economic decline in
the 1980s among other things, when the war broke out. The war
derailed democratic reform and with it openness to and possibilities for
creative political solutions to entrenched and long-term tensions. It
expanded people's toleration of state-sponsored violence as a legitimate
response to external and internal threats, whether perceived or real.
In this climate, propaganda about the "return" of Tutsi Power
oppression found fertile ground.
Legitimate historical concerns thus entered into the
calculations of ordinary Hutus when taking action during the genocide.
This insight is a welcome corrective to studies that have emphasized
Hutus' blind obedience to authority, enhanced by greed. In focusing so
strongly on the reason--or thinkable-ness--of the political agency
leading up to the genocide, Mamdani is up against one of the central
questions of genocide scholarship: how much _can_ we explain when we
look at atrocities like Rwanda and the Holocaust? Analyses of the
Rwandan genocide take place in a specifically difficult context in as
much as Europe has long perceived the continent on which it occurred as
a space of madness and death. This explains why the Western press could
get away with the shoddy journalism so scathingly criticized by Philipp
Gourevitch in his best-selling book, _We wish to inform you that
tomorrow we will be killed with our families_.
So Mamdani is in the situation where he must perhaps
overstate at times the reasonableness of participants and perpetrators
in an effort to counter glib explanations that rely on racialist
stereotypes originating with the Atlantic slave trade.[6] Mamdani relies
heavily on history, and on categories, in explaining why so many Hutu
peasants and professionals felt that their very lives were threatened by
the Tutsis in their midst. He does not conduct an extended
analysis of perpetrator accounts, along the lines of Christopher
Browning's _Ordinary Men_, to bring to light the short-term experiential
effects of the war and the way perpetrators were perceiving reality and
acting upon these perceptions. The moral and religious question at
the heart of much scholarship on the pressures that bring people to
kill--how can human beings commit such evil?--was not the purpose of
Mamdani's book.
Instead, he rather courageously seeks an historical
framework that will allow us dispassionately to enter the intellectual
space of the killers. "My preoccupation," he writes,
"is not with the universal character of evil, with describing acts
of cruelty to underline the fact that people--or some people--are
capable of unspeakable cruelty. It is, rather, with trying to
understand the political nature of violence--that its targets are those
defined as public enemy [sic] by perpetrators who see themselves as the
people--and thus with the process that leads to it and the specific
conditions that make this possible" (p. 229). In fact, he is
suspicious of works that spend too much time on the details of the
violence and the moral questions it raises.
He comments, "[t]he point of such an exercise
may be to show how base human nature can be, or it may be, I fear, more
self-serving: to show how base is the nature of some humans, usually
some others, not us" (p. 228). While I recognize the value of
this caution against the self-congratulatory indulgence that moral
outrage can at times kindle, a serious inquiry into, as opposed to a
simple description of, the violence might give us a better sense of the
immediate experiential reality that contributed to men, women and
children walking next door with the purpose of massacring their
neighbors.[7]
If the genocidal actions of ordinary Rwandans are
thinkable, and Mamdani's work certainly helps us "think" them,
there is still the possibility that this genocide--along with all other
instances of mass murder--took place in a kind of reality that exceeds
the language we use to describe political agency. In this case, in
order to make genocide thinkable, we will also need to grasp the
short-term mental pressures that brutalization and escalating violence
exert upon those called upon to kill.
While Mamdani has left little doubt that Hutu
peasants were truly afraid, and many believed they were defending their
liberty by murdering Tutsis, I wonder if there were not also other, much
murkier, contributors--the effects of hatred inspired and encouraged by
political extremists, the ever-present problem of social pressure, the
experiential dislocation caused by the state's liberal use of lies, the
cumulative physical vertigo caused by exposure to mutilated corpses and
other signs of atrocity in one's own backyard. Fear may be the
reason that is easiest to speak of after the fact. In explaining the
logic of the perpetrators, Mamdani is not shifting the blame to those
the perpetrators targeted. Instead he is deeply preoccupied with
and concerned about reconstruction in post-genocidal Rwanda, where the
horrible dynamic that led to the 1994 genocide and had fed so much of
Rwanda's postcolonial history threatens to take over again, repeating
the cycle. In this way, Mamdani's book is an exhortation for the
future. His avoidance of the kind of study a moral inquiry might
lead to is of enormous practical value.
What his work suggests is that since people do kill,
and kill genocidally, political societies must be vigilant about meting
out political, social and economic justice as equitably as possible in
the name of fostering peace over the long term. He asks us as
readers to move beyond placing blame--inasmuch as such a thing is
ethically thinkable--to considering the wider historical and
geographical context so that political violence can be avoided in the
future. In this scenario, the lessons of pre-genocide Rwanda have
a chance of influencing the governance of the post-genocide state.
They also have relevance to all societies struggling to come to terms
with the violence of the twenty-first century world. The lessons Mamdani
draws are incisive. He argues that to reconcile justice with
democracy, post-genocide Rwanda will have to pursue survivor’s as
opposed to victor's justice.
This means that _all_ survivors of the genocide--Hutu
and Tutsi--will need to be considered the potential beneficiaries of
political justice. He points out that most of the rank and file
perpetrators gained nothing from the genocide and were, in a sense,
victimized by history and the irresponsible, at times criminal, ways
political leaders had engaged with it. This is not a popular
insight, but it bears serious consideration. Although Mamdani
recognizes the importance of trials, he fears that if ordinary Hutus are
not included in the state's concept of justice, the final result of the
genocide will be to institute a state under the ideology of Tutsi Power.
Already today, as he remarks, "[i]n the real world of state
politics ... the word genocidaire may be used to label any Hutu
seen as an opponent, or even a critic, of Tutsi Power" (p. 271).
The pursuit of justice will have to extend from the
focus on the reform of individuals (as in trials and tribunals) to the
reform of institutions of rule, especially citizenship laws and local
administrative structures. Citizenship, he argues, must be redefined on
the basis of residence in order for future generations to exceed the
violent racism of the native/settler dynamic. And in local
politics, the executive, legislative, judicial, and administrative
powers will have to be parsed out to different bodies. These are
extremely important arguments, and ones well supported by the cautionary
tale of the political choices that led, over many decades, to the
genocide.
Notes
[1]. On Rwandan demographics, see: Gerard
Prunier, The Rwanda Crisis: History of a Genocide (New York:
Columbia University Press, 1995), p. 5. German rule in
Rwanda was not intensive, and Germany lost the territory along with its
other colonies after World War I, when Rwanda became a League of Nations
Mandate under Belgian rule. However, Germany strengthened the Rwandan
court and implemented a form of indirect rule that became the model for
Belgian administration.
[2]. Rwanda gained formal independence from
Belgium in 1962.
[3]. This language is taken from Article II of
the Convention on the Prevention and Punishment of the Crime of
Genocide.
[4]. See, for example: Alison Des Forges,
"Leave None to Tell the Story": Genocide in Rwanda (New York:
Human Rights Watch, 1999); Philip Gourevitch, We wish to inform you
that tomorrow we will be killed with our families: Stories from Rwanda
(New York: Farrar, Straus, and Giroux, 1998; Prunier 1995; Rakiya Omaar,
Rwanda: Death, Despair, Defiance (London: African Rights, 1994).
[5]. The extent to which the RPF invasion constitutes
a civil war is debatable. A civil war is usually one between
subjects or citizens within the boundaries of the same state.
Although the Tutsi refugees in Uganda had a
reasonable claim to (re)inclusion within the Rwandan state-society, they
were not, at the time of the invasion, legal members of that
state-society. So whereas it may have been a civil war in terms of
a cultural community, it was not one in terms of a legal community.
Mamdani does not say whether his use of the term civil war is intended
to subvert the logic of the Hutu state, which created the refugee
problem and refused to acknowledge refugees' citizenship for decades
after the revolution. In this way, Mamdani's use of the term would
challenge and defy the naturalized and racialized identities inherited
from the colonial era, inasmuch as he would be declaring the cultural
belonging and legal citizenship of refugee Tutsi within pre-genocide
Rwandan society. In another interpretation, civil war can imply a
moral equivalence between the opposing sides, or at least an equivalence
of goals.
The RPF was indeed an invading army; yet it was
willing to engage in power-sharing agreements and signed the 1993 Arusha
Accords that set the terms for peace. It was not interested in
committing genocide. Nor were Rwandan Tutsis all in league with or
members of the RPF, as Hutu Power extremists argued. Certainly,
many Hutus saw all Tutsi as the enemy, but there is little to suggest
that Tutsis resident in Rwanda were all somehow in cahoots with the RPF,
at least not until they began to see the RPF as their only liberators
from certain death. An analytical separation must be made between
the RPF-Rwandan war, on the one hand, and the Hutu Power-directed
genocide of Tutsi citizens and civilians, on the other.
[6]. This difficulty in "getting close" to
genocidal logic is intensely portrayed in the 1999 film "The
Specialist" (available from Kino International in New York City),
which is based on archival videotape footage during Eichmann's trial
held between April and December 1961 in Jerusalem. The film, and
of course much thinking on this problem, has been deeply influenced by
Hannah Arendt's classic, Eichmann in Jerusalem (New York: The
Viking Press, 1963).
[7]. Christopher Browning, Ordinary
Men: Reserve Police Battalion 101 and the Final Solution in Poland
(New York: HarperPerennial, 1993).
Published by Princeton:
Princeton University Press, 2001. xvi + 364 pp. Maps, notes,
bibliography and index. $29.95 (cloth), ISBN 0-691-05821-0.
Reviewed by Elisa von Joeden-Forgey
jvon@sas.upenn.edu Department of History, University of Pennsylvania H-Genocide@h-net.msu.edu
(June, 2002)
|